SEC Crypto Custody Rules: Adviser and Fund Regulatory Training
This course provides a detailed walkthrough of the SEC’s proposed rules on crypto custody for investment advisers and regulated funds, grounded in the latest amendments to the Investment Company Act and Advisers Act. Learn about new compliance requirements for custody of digital assets, conditions for adviser and fund self-custody, the role of state trust companies, and enhanced reporting and recordkeeping obligations. Understand the regulatory implications, due diligence standards, internal control requirements, and the impact on industry practices. Stay current on how these rules affect your business and compliance responsibilities in the evolving crypto marketplace.
In this course you will learn the following:
* Understand the purpose and intent of the proposed rule.
* Recognize the importance of public participation and how to submit comments.
* Identify the scope, structure, and anticipated impacts of the proposed rule.
* Appreciate that the rule is not final and may change based on stakeholder input.
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.
