Stay ahead of regulatory change with in-depth training on the CFTC’s 2025 Final Rule amending business conduct and documentation requirements for swap dealers and major swap participants. This course clarifies new exceptions for swaps intended to be cleared contemporaneously with execution and prime broker arrangements, details actionable compliance steps, and outlines the latest operational standards. Ensure your team is prepared for the January 2026 deadline with practical guidance on updated definitions, risk mitigation, and the impact of codified no-action relief.
In this course you will learn the following:
* Identify the key requirements of the revised business conduct and documentation rules.
* Understand the new exceptions for certain swap transactions.
* Implement actionable steps to ensure compliance by the effective date.
* Recognize the legal and operational consequences of non-compliance.
* Apply the new definitions and documentation standards in daily operations.
