This course provides an in-depth analysis of the CFTC’s new regulations affecting how Futures Commission Merchants (FCMs) and Derivatives Clearing Organizations (DCOs) manage customer funds. Learn about the latest amendments, including investment types, concentration limits, and reporting requirements, ensuring your operations are compliant and your customer funds are protected.
In this course you will learn the following:
* Identify permitted investments for customer funds under the Final Rule.
* Understand the asset-based and issuer-based concentration limits for permitted investments.
* Calculate FCM capital charges on permitted investments.
* Comprehend the requirements of the Segregation Investment Detail Report (SIDR).
* Explain the changes to customer risk disclosure statements.
* Recognize the compliance dates for implementing the Final Rule.
