Why This Course is Important
Without this course, you risk missing critical updates on SEC custody requirements for crypto assets, leaving your organization unprepared for new compliance standards and regulatory obligations that could impact client asset protection and business operations.
Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Adviser and Regulated Fund Custody Rules; Crypto Custody Rules.
Key regulatory references include:
- 17 CFR Part 270 – Rules and Regulations, Investment Company Act of 1940
- 17 CFR Part 274 – Forms Prescribed Under the Investment Company Act of 1940
- 17 CFR Part 275 – Rules and Regulations, Investment Advisers Act of 1940
- 17 CFR Part 279 – Forms Prescribed Under the Investment Advisers Act of 1940
Course SKU
FR-26-2245-1