Federal Actions

Why This Course is Important
Without this course, you may miss essential updates affecting how shareholder proposals are processed and voted on, putting your organization or practice at risk of non-compliance and reduced influence in shaping governance policy.

Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Rescission of Rule 14a-8’s Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4.

Key regulatory references include:

• 17 CFR Part 200 – Organization; Conduct and Ethics; and
  Information and Requests
• 17 CFR Part 229 – Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K
• 17 CFR Part 232 – Regulation S-T—General Rules and Regulations for Electronic Filings
• 17 CFR Part 240 – General Rules and Regulations, Securities Exchange Act of 1934
• 17 CFR Part 249 – Forms, Securities Exchange Act of 1934

Course SKU
FR-26-2218-1