Course: Proposed Rule on Profits and Related Basis Adjustments based on this document from the Federal Register: https://www.govinfo.gov/content/pkg/FR-2024-12-02/pdf/2024-27227.pdf This document contains proposed regulations regarding previously taxed earnings and...
CFTC Capital and Financial Reporting Amendments for Swap Dealers
Explore the CFTC’s pivotal changes to capital and financial reporting requirements for Swap Dealers and Major Swap Participants. This course unpacks the latest amendments, offering detailed insights into the Tangible Net Worth Capital Approach, compliance timelines, and streamlined reporting obligations. Equip yourself with the knowledge to navigate these regulations effectively and ensure compliance in this evolving landscape.
In this course you will learn the following:
* Understand the purpose and scope of the CFTC’s final rule amendments.
* Identify the key requirements and deadlines for compliance.
* Implement the necessary steps to adhere to the new capital and financial reporting standards.
* Recognize the consequences of non-compliance with the CFTC regulations.
Additional information
| Federal Register Title | Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants. Document Number: 2024-10342 |
|---|---|
| Course SKU | FR-24-737-1 |
| Why This Course Is Important | If you don't take this course, you risk being unprepared for the latest regulatory changes impacting swap dealers, which could result in compliance failures and significant financial penalties. |