$19.99
Stay current with the Commodity Futures Trading Commission’s latest correction to its business conduct and swap documentation rules for swap dealers and major swap participants. This course clarifies the technical amendment that preserves Appendix A guidance, ensuring critical compliance standards remain in effect. Learn how to implement the correct procedures for recommendations, manage safe harbor provisions, and minimize legal risk for your institution under Sections 23.434 and 23.440. Equip your team with actionable steps to meet CFTC regulatory expectations.
In this course you will learn the following:
* Understand the nature and purpose of the CFTC’s correcting amendment to the final rule.
* Identify the key requirements for swap dealers and major swap participants regarding recommendations to counterparties and Special Entities.
* Apply the guidance in Appendix A to ensure compliance with §§ 23.434 and 23.440.
* Recognize the safe harbor provisions and how to utilize them to manage regulatory duties.
* Appreciate the legal and operational consequences of failing to comply with the corrected rule.
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.
Why This Course is Important
Without this course, swap dealers and compliance officers risk overlooking essential compliance steps, potentially losing safe harbor protections and exposing their organizations to regulatory penalties, enforcement actions, and reputational harm.
Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction.
Key regulatory references include:
Course SKU
FR-26-1692-1
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Federal Register Title
This benchmark will help determine your readiness for: Federal Register Document titled Federal Acquisition Regulation: Prohibition on Certain Semiconductor Products and Services. Document Number: 2026-03065
Buy this Course
FR-26-1735-1
Why This Course is Important
Failure to take this course could leave you unprepared for significant contract compliance changes, risking loss of contract eligibility and exposure to penalties for non-compliance with upcoming federal semiconductor procurement prohibitions.
Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Federal Acquisition Regulation: Prohibition on Certain Semiconductor Products and Services.
Key regulatory references include:
Course SKU
FR-26-1735-1
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