Course: Proposed Rule on Profits and Related Basis Adjustments based on this document from the Federal Register: https://www.govinfo.gov/content/pkg/FR-2024-12-02/pdf/2024-27227.pdf This document contains proposed regulations regarding previously taxed earnings and...
CFTC Final Rule: Compliance for Commodity Pool Operators
Gain a thorough understanding of the CFTC’s Final Rule amendments impacting Commodity Pool Operators and Commodity Trading Advisors. This course will guide you through the updated Qualified Eligible Person definition, introduce new minimum disclosure requirements, and explain the provision for monthly account statements. Learn about the technical amendments aimed at improving compliance and regulatory efficiency. Ensure your organization is prepared for the upcoming changes and deadlines to maintain compliance and avoid penalties.
In this course you will learn the following:
* Understand the key amendments in the Final Rule and their implications for CPOs and CTAs.
* Identify the new compliance requirements and deadlines.
* Recognize the consequences of non-compliance with the Final Rule.
Additional information
| Federal Register Title | Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments. Document Number: 2024-21682 |
|---|---|
| Course SKU | FR-24-987-1 |
| Why This Course Is Important | Without this course, a potential learner might miss critical updates on compliance requirements that could result in regulatory penalties and operational inefficiencies. |