Course: Proposed Rule on Profits and Related Basis Adjustments based on this document from the Federal Register: https://www.govinfo.gov/content/pkg/FR-2024-12-02/pdf/2024-27227.pdf This document contains proposed regulations regarding previously taxed earnings and...
CFTC Margin Adequacy and Separate Account Rules
This course offers a detailed analysis of the Commodity Futures Trading Commission’s (CFTC) updated regulations on margin adequacy and separate account treatment for Futures Commission Merchants (FCMs). Participants will learn how to meet new compliance standards, manage customer accounts effectively, and navigate the implications of these rules for both clearing and non-clearing FCMs.
In this course you will learn the following:
* Understand the purpose and scope of the new regulations.
* Identify key compliance requirements for FCMs.
* Implement procedures for margin adequacy and separate account treatment.
* Recognize the consequences of non-compliance with the regulations.
Additional information
| Federal Register Title | Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants. Document Number: 2024-31177 |
|---|---|
| Course SKU | FR-25-602-1 |
| Why This Course Is Important | Without this course, learners risk non-compliance with essential CFTC regulations, potentially facing legal and financial repercussions. |