CFTC Proposed Amendments: Business Conduct and Swap Documentation for Swap Dealers and Major Swap Participants
Stay ahead of regulatory change with this targeted course on the Commodity Futures Trading Commission’s (CFTC) proposed amendments affecting swap dealers and major swap participants. Discover how the new exceptions for swaps intended to be cleared and qualifying prime broker arrangements could streamline compliance, reduce documentation burdens, and codify no-action relief. Learn the practical implications for daily operations, documentation, and disclosure—plus how to provide input before the rule is finalized.
In this course you will learn the following:
* Understand the goals and rationale behind the proposed amendments.
* Identify key changes to business conduct and documentation requirements for SDs and MSPs.
* Recognize the exceptions for swaps intended to be cleared and for prime broker arrangements.
* Appreciate the role of public comment in shaping the final rule.
* Anticipate how the proposed changes may impact compliance, market practices, and regulatory obligations.
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.
