Discover how the final rule from the CDC expands access to the World Trade Center (WTC) Health Program, now including Pentagon and Shanksville responders. This course unpacks the statutory changes, capped at 500 new enrollees, detailing the impact and compliance with...
Electronic Filing Mandates Under the SEC’s New Rule
$199.99
This course provides comprehensive guidance on the SEC’s new electronic submission requirements for various market participants. Effective March 24, 2025, these amendments mandate the use of the EDGAR system for filings under the Securities Exchange Act of 1934. Explore the necessary steps for compliance, understand the use of structured data, and learn the implications of these changes on the FOCUS Report. Participants will gain insights into the transition from manual to electronic processes, ensuring their readiness to meet new regulatory standards.
In this course you will learn the following:
* Understand the background and rationale for the rule.
* Identify the forms, reports, and notices subject to mandatory electronic filing.
* Learn the specific requirements for each form and filing type, including structured data requirements.
* Understand compliance deadlines and phased implementation.
* Recognize the consequences of non-compliance.
* Understand the changes to the FOCUS Report.
* Learn about the shift from manual to electronic signatures.
Listen to a short Podcast discussing this course:
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.
Additional information
| Federal Register Title | Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report. Document Number: 2024-30433 |
|---|---|
| Course SKU | FR-25-590-1 |
| Why This Course Is Important | Without this course, you risk non-compliance with the SEC's new electronic filing regulations, which could lead to penalties and operational setbacks. |