Course: Proposed Rule on Profits and Related Basis Adjustments based on this document from the Federal Register: https://www.govinfo.gov/content/pkg/FR-2024-12-02/pdf/2024-27227.pdf This document contains proposed regulations regarding previously taxed earnings and...
Electronic Filing Mandates Under the SEC’s New Rule
This course provides comprehensive guidance on the SEC’s new electronic submission requirements for various market participants. Effective March 24, 2025, these amendments mandate the use of the EDGAR system for filings under the Securities Exchange Act of 1934. Explore the necessary steps for compliance, understand the use of structured data, and learn the implications of these changes on the FOCUS Report. Participants will gain insights into the transition from manual to electronic processes, ensuring their readiness to meet new regulatory standards.
In this course you will learn the following:
* Understand the background and rationale for the rule.
* Identify the forms, reports, and notices subject to mandatory electronic filing.
* Learn the specific requirements for each form and filing type, including structured data requirements.
* Understand compliance deadlines and phased implementation.
* Recognize the consequences of non-compliance.
* Understand the changes to the FOCUS Report.
* Learn about the shift from manual to electronic signatures.
Additional information
| Federal Register Title | Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report. Document Number: 2024-30433 |
|---|---|
| Course SKU | FR-25-590-1 |
| Why This Course Is Important | Without this course, you risk non-compliance with the SEC's new electronic filing regulations, which could lead to penalties and operational setbacks. |