Discover how the final rule from the CDC expands access to the World Trade Center (WTC) Health Program, now including Pentagon and Shanksville responders. This course unpacks the statutory changes, capped at 500 new enrollees, detailing the impact and compliance with...
Investment of Customer Funds by FCMs and DCOs: Navigating the CFTC Rule
$129.99
This course provides an in-depth analysis of the CFTC’s new regulations affecting how Futures Commission Merchants (FCMs) and Derivatives Clearing Organizations (DCOs) manage customer funds. Learn about the latest amendments, including investment types, concentration limits, and reporting requirements, ensuring your operations are compliant and your customer funds are protected.
In this course you will learn the following:
* Identify permitted investments for customer funds under the Final Rule.
* Understand the asset-based and issuer-based concentration limits for permitted investments.
* Calculate FCM capital charges on permitted investments.
* Comprehend the requirements of the Segregation Investment Detail Report (SIDR).
* Explain the changes to customer risk disclosure statements.
* Recognize the compliance dates for implementing the Final Rule.
Listen to a short Podcast discussing this course:
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.
Additional information
| Federal Register Title | Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations. Document Number: 2024-30927 |
|---|---|
| Course SKU | FR-25-593-1 |
| Why This Course Is Important | Without this course, learners might miss out on critical compliance strategies and risk potential penalties for non-compliance with the new CFTC rule changes. |