Why This Course is Important
Without this course, you may miss crucial updates to securities registration eligibility, electronic filing mandates, and advertising rules—potentially leaving your organization unprepared for significant regulatory shifts impacting capital formation and public offerings.
Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Registered Offering Reform.
Key regulatory references include:
- 17 CFR Part 210 – Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
- 17 CFR Part 229 – Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K
- 17 CFR Part 230 – General Rules and Regulations, Securities Act of 1933
- 17 CFR Part 232 – Regulation S-T—General Rules and Regulations for Electronic Filings
- 17 CFR Part 239 – Forms Prescribed Under the Securities Act of 1933
Course SKU
FR-26-1941-1