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Why buy this course?

The course you are looking at is not like any other e-Learning course you have ever taken. Watch this short video to learn why!

CFTC Margin Adequacy and Separate Account Rules

$129.99

This course offers a detailed analysis of the Commodity Futures Trading Commission’s (CFTC) updated regulations on margin adequacy and separate account treatment for Futures Commission Merchants (FCMs). Participants will learn how to meet new compliance standards, manage customer accounts effectively, and navigate the implications of these rules for both clearing and non-clearing FCMs.

In this course you will learn the following:
* Understand the purpose and scope of the new regulations.
* Identify key compliance requirements for FCMs.
* Implement procedures for margin adequacy and separate account treatment.
* Recognize the consequences of non-compliance with the regulations.

Listen to a short Podcast discussing this course:

NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year.  At the end of the one year term, the course will be set to “inactive”. 

Additional information

Federal Register Title

Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants. Document Number: 2024-31177

Course SKU

FR-25-602-1

Why This Course Is Important

Without this course, learners risk non-compliance with essential CFTC regulations, potentially facing legal and financial repercussions.

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