Discover how the final rule from the CDC expands access to the World Trade Center (WTC) Health Program, now including Pentagon and Shanksville responders. This course unpacks the statutory changes, capped at 500 new enrollees, detailing the impact and compliance with...
CFTC Margin Adequacy and Separate Account Rules
$129.99
This course offers a detailed analysis of the Commodity Futures Trading Commission’s (CFTC) updated regulations on margin adequacy and separate account treatment for Futures Commission Merchants (FCMs). Participants will learn how to meet new compliance standards, manage customer accounts effectively, and navigate the implications of these rules for both clearing and non-clearing FCMs.
In this course you will learn the following:
* Understand the purpose and scope of the new regulations.
* Identify key compliance requirements for FCMs.
* Implement procedures for margin adequacy and separate account treatment.
* Recognize the consequences of non-compliance with the regulations.
Listen to a short Podcast discussing this course:
NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year. At the end of the one year term, the course will be set to “inactive”.