Why buy this course?

The course you are looking at is not like any other e-Learning course you have ever taken. Watch this short video to learn why!

CFTC Final Rule: Revised Business Conduct and Swap Documentation for Swap Dealers and Major Swap Participants

$199.99

Stay ahead of regulatory change with in-depth training on the CFTC’s 2025 Final Rule amending business conduct and documentation requirements for swap dealers and major swap participants. This course clarifies new exceptions for swaps intended to be cleared contemporaneously with execution and prime broker arrangements, details actionable compliance steps, and outlines the latest operational standards. Ensure your team is prepared for the January 2026 deadline with practical guidance on updated definitions, risk mitigation, and the impact of codified no-action relief.

In this course you will learn the following:
* Identify the key requirements of the revised business conduct and documentation rules.
* Understand the new exceptions for certain swap transactions.
* Implement actionable steps to ensure compliance by the effective date.
* Recognize the legal and operational consequences of non-compliance.
* Apply the new definitions and documentation standards in daily operations.

NOTE: Unless otherwise indicated, all course purchases are for access to the course for a period of 1-year.  At the end of the one year term, the course will be set to “inactive”. 

Why This Course is Important
Without this course, your organization risks regulatory non-compliance, missed deadlines, operational inefficiencies, and potential enforcement actions as previous no-action relief is withdrawn.

Course Details
This is a self-paced eLearning course based on the Federal Register Document titled Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants.

Key regulatory references include:

Course SKU
FR-25-1656-1